AML/KYC Compliance Statement

CEQUIRE CAPITAL LIMITED

1. Introduction

CEQUIRE CAPITAL LIMITED ("the Company") is committed to maintaining the highest standards of compliance with applicable Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations. This statement outlines our approach to preventing money laundering, terrorist financing, fraud, and other illicit activities while ensuring regulatory compliance in all jurisdictions where we operate.

2. Regulatory Compliance

CEQUIRE CAPITAL LIMITED is committed to adhering to global AML and KYC regulations, ensuring full compliance with international financial crime prevention standards. Our approach is designed to uphold the highest levels of transparency, security, and regulatory integrity in all financial operations.

To prevent money laundering, terrorist financing, and fraudulent activities, we implement rigorous compliance measures, including:

  • Identity Verification: Conducting thorough due diligence on all clients and partners to ensure legitimacy.
  • Transaction Monitoring: Using advanced monitoring tools to detect and prevent suspicious activities.
  • Risk Assessment: Evaluating potential risks associated with financial transactions and investments.
  • Ongoing Compliance Checks: Regularly updating policies and procedures in alignment with evolving regulatory requirements.
  • Sanctions Screening: Ensuring adherence to global sanctions lists and regulatory watchlists.
  • Enhanced Due Diligence (EDD): Applying additional scrutiny to high-risk clients and transactions.

Our commitment to regulatory compliance fosters a secure and trustworthy investment environment, enhancing confidence among stakeholders, investors, and regulatory authorities. By maintaining strict adherence to international best practices, Cequire Capital Limited ensures the integrity and credibility of all financial dealings.

3. Customer Due Diligence (CDD)

The Company implements a risk-based approach to Customer Due Diligence (CDD), ensuring that:

  • All customers undergo identity verification through valid government-issued identification documents.
  • Enhanced Due Diligence (EDD) is conducted for high-risk individuals, entities, and transactions.
  • Ultimate Beneficial Ownership (UBO) is identified and verified for corporate entities.

4. Risk-Based Approach

CEQUIRE CAPITAL LIMITED applies a risk-based approach (RBA) to assess and mitigate AML/KYC risks. Factors considered include:

  • Customer’s background, geographic location, and business activities.
  • Transaction patterns and financial behavior.
  • Compliance with global sanctions lists and politically exposed person (PEP) screening.

5. Ongoing Monitoring & Reporting

  • Transactions are continuously monitored to detect suspicious activities.
  • Unusual or high-value transactions are subject to further scrutiny.
  • Suspicious transactions are reported to the designated authorities as per regulatory requirements.

6. Record-Keeping & Data Protection

  • The Company retains customer identification records and transaction details for a minimum period as mandated by law.
  • All records are securely stored and protected against unauthorized access.

7. Employee Training & Compliance Culture

  • Employees undergo regular AML/KYC training to ensure compliance with regulatory standards.
  • The Company promotes a culture of compliance, integrity, and accountability.

8. Prohibited Activities

CEQUIRE CAPITAL LIMITED strictly prohibits:

  • Engaging with shell banks or entities involved in illicit financial activities.
  • Accepting transactions from individuals/entities on global sanctions lists.
  • Facilitating transactions related to money laundering, terrorist financing, or fraudulent activities.

9. Enforcement & Compliance Review

  • The AML/KYC framework is periodically reviewed and updated to align with evolving regulatory requirements.
  • Internal and external audits are conducted to assess compliance effectiveness.

For any compliance-related inquiries, please contact: